Stock & Debt Information

section image
Security
0%
Senior Convertible Debentures
Due 2019
5 3/8%
Senior Notes
Due 2022
4 5/8%
Senior Notes
Due 2023
Non-Cumulative Perpetual Preferred Stock(1)
Amount Outstanding
$202,000
$540,000,000
$460,000,000
$400,000
Interest Payable
N/A
May 15 & Nov 15
Mar 15 & Sep 15
Mar 15 & Sep 15
Issued
Aug 25, 2009
Nov 12, 2014
Mar 2, 2015
Aug 16, 2016
Maturity
Aug 31, 2019
Nov 15, 2022
Sep 15, 2023
N/A
Callable(2) / Redeemable
N/A
Nov 15, 2017
@ 104.031
Mar 15, 2018
@ 103.469
Sep 15, 2026
@ LIBOR +4.435%
Nov 15, 2018
@ 102.688
Mar 15, 2019
@ 102.313
Nov 15, 2019
@ 101.344
Mar 15, 2020
@ 101.156
Nov 15, 2020
@ 100.000
Mar 15, 2021
@ 100.000
Prospectus

Detailed information can be found in each issue's respective prospectus and in other reports filed with the SEC, which can be found in the SEC Filings section of this website.

Credit Ratings
  Long-Term Issuer Credit Rating Unsecured Debt Rating
Moody's Baa3 Baa3
Outlook Stable  
S&P BBB- BBB-
Outlook Stable  

(1) Preferred stock is non-callable, fixed rate at 5.875% for 10 years. Thereafter, callable and floating rate at 3-month LIBOR +4.435%. Redemption may be in whole or in part on any dividend payment date on or after September 15, 2026 at a redemption price equal to $1,000 per share, plus any declared and unpaid dividends to, but excluding, the date fixed for redemption, without accumulation of any undeclared dividends.

(2) Represents the dates on which E*TRADE Financial may redeem a note at the redemption price specified in the note’s prospectus.